Institution record
Windsor Brokers
Windsor Brokers Ltd
- Source score
- 7.0
- Source exposures
- 0
- Comments
- 0
Licence records
Licences within our coverage (selected international company and brokerage records: offshore jurisdictions) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
In our coverage Financial Services Authority Seychelles | SD072 | Offshore | Windsor Brokers International Ltd | — | |
In our coverage Financial Services Commission, Belize (IFSC / FSC) | 000153/391 | Offshore | Windsor Brokers (BZ) Limited | — | |
Bundesanstalt für Finanzdienstleistungsaufsicht | 120311 | Registered | Windsor Brokers Ltd. | — | |
Cyprus Securities and Exchange Commission | 030/04 | Regulated | Windsor Brokers Ltd | 2004-05-20 |
Peer source record comparison
Compare imported fields for Windsor Brokers and other records in our selected international company and brokerage records: offshore jurisdictions dataset. These are not independent audit findings.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Source exposures |
|---|---|---|---|---|---|
| Windsor Brokers (this record) | Financial Services Authority SeychellesFinancial Services Commission, Belize (IFSC / FSC)BaFin+1 | 1 / 4 | Risk level not supplied | 7.0 | 0 |
Financial Services Authority SeychellesSVG FSACYSEC | 2 / 3 | Risk level not supplied | 7.3 | 0 | |
Financial Services Commission, MauritiusFinancial Services Authority SeychellesCYSEC+1 | 3 / 4 | Risk level not supplied | 7.0 | 0 | |
VFSCFinancial Services Authority SeychellesASIC | 2 / 3 | Risk level not supplied | 5.0 | 0 | |
Financial Services Authority SeychellesCNMVCYSEC | 3 / 3 | Risk level not supplied | 6.5 | 0 | |
Financial Services Authority SeychellesASIC | 1 / 2 | Risk level not supplied | 6.5 | 0 |
Windsor Brokers: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Windsor Brokers's regulatory licence status and supervisory authorisation?
The imported dataset contains 4 licence entries associated with Windsor Brokers (legal entity reference: Windsor Brokers Ltd); 1 are labelled "regulated" and 2 are labelled regulated or registered: Financial Services Authority Seychelles — licence SD072, status: offshore; Financial Services Commission, Belize (IFSC / FSC) — licence 000153/391, status: offshore; BaFin (Bundesanstalt für Finanzdienstleistungsaufsicht) — licence 120311, status: registered; CYSEC (Cyprus Securities and Exchange Commission) — licence 030/04, status: regulated. These fields are not independent confirmation of current authorisation. Check the exact contracting entity and registration number on the official Financial Services Authority Seychelles, Financial Services Commission, Belize (IFSC / FSC), BaFin public register.
Which of Windsor Brokers's jurisdictions and licences fall within this site's regulatory coverage?
This directory focuses on selected international company and brokerage records: offshore jurisdictions. 2 of Windsor Brokers's 4 licence records fall directly within this jurisdictional mandate: Financial Services Authority Seychelles (licence SD072, offshore, entity: Windsor Brokers International Ltd); Financial Services Commission, Belize (IFSC / FSC) (licence 000153/391, offshore, entity: Windsor Brokers (BZ) Limited). Always confirm whether client money segregation and statutory investor compensation schemes apply to the specific subsidiary onboarding your account.
What is Windsor Brokers's institutional risk classification, enforcement exposure, and score profile?
Windsor Brokers carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 7.0, risk & licensing: 5.0, brand: 6.0, market influence: 5.0, user reputation: 0.0). The imported source lists 0 exposure entries. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Windsor Brokers's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Windsor Brokers, institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 source exposure entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to Financial Services Authority Seychelles.